Our Distinctive Firm Methodology
BUILT FOR THE MIDDLE MARKET
Armed with two decades of financial acumen, I lead with honesty and professionalism. As CEO of ESF Equity LP, my dedication is unwavering, guiding clients through complexities to achieve their financial aspirations with precision.
James Matthew Walsh
(CEO)
James Matthew Walsh, The CEO
With a foundation laid at NNN Capital Corp. in Santa Ana, CA, in 2002, James embarked on a journey marked by relentless pursuit of excellence and unwavering dedication to client success.
James's Impact: Strategic Advising and Leadership Contributions
Transitioning to MCL Financial Group, Inc. in Santa Ana, CA, in 2003, James showcased his prowess in financial management and advisory services to the middle market and high net worth investors. His tenure at Direct Capital Securities, Inc. in Costa Mesa, CA, from 2004 to 2007 further solidified his reputation as a trusted advisor.
In 2007, Mr. Walsh's expertise found a home at Private Asset Group, Inc. in Costa Mesa, CA, where his strategic insights and meticulous attention to detail earned him accolades from clients and peers alike.
In 2008, James, alongside with his colleague, established Select Capital Corporation, a testament to their shared vision and commitment to client-centric financial solutions. Their collaborative efforts proved instrumental in assisting clients during the challenging aftermath of the financial crash.
Assuming the role of CEO at ESF Equity LP in 2015, James demonstrated exceptional leadership and entrepreneurial acumen. Under his stewardship, ESF Equity emerged as a beacon of trust and reliability in the financial realm, offering comprehensive advisory services to a diverse clientele.
Throughout his career, James Walsh has consistently demonstrated the highest standards of integrity, professionalism, and unwavering dedication to ensuring client satisfaction. His profound collaboration with his colleague, underscored by their mutual love for motorcycles and the outdoors, is renowned within the financial community as a formidable partnership.
James Matthew Walsh’s Timeline
| Exam/Certification | Series | Date |
|---|---|---|
| California Agent | Approved | 09/17/2019 |
| FINRA Private Securities Offerings Principal | Approved | 10/01/2018 |
| Securities Industry Essentials Examination | SIE | 10/01/2018 |
| FINRA General Securities Principal | Approved | 10/31/2016 |
| B FINRA General Securities Representative | Approved | 10/31/2016 |
| B FINRA Operations Professional | Approved | 10/31/2016 |
| B FINRA Limited Representative-Private Securities Offerings | Approved | 12/08/2016 |
| B FINRA Limited Representative-Private Securities Offerings | Approved | 08/15/2014 |
| FINRA Operations Professional | Approved | 10/24/2011 |
| California Agent | Approved | 03/03/2008 |
| FINRA General Securities Principal | Approved | 02/26/2008 |
| B FINRA General Securities Representative | Approved | 02/26/2008 |
| Uniform Investment Adviser Law Examination | Series 65 | 12/21/2006 |
| General Securities Principal Examination | Series 24 | 08/03/2006 |
| Uniform Securities Agent State Law Examination | Series 63 | 07/15/2002 |
| General Securities Representative Examination | Series 7 | 06/24/2002 |